Fiduciary Failures

Thursday 3:00 – 4:00 PM

Session Description

Recent Case Studies in Fiduciary Failuresand Why Plan Sponsors Are Being Sued and the Importanceof Process

Learning Objectives

  1. Overview of Recent Class-Action Lawsuits
  2. What We Learned from These Lawsuits
  3. Action Plan for Sponsors

 

Gregory Koehler CFP

Gregory Koehler leads the SageView Advisory Group РMidwest Region. Gregory’s expertise includes Retirement Plan Consulting, Financial Advising and Investment Management. Prior to joining SageView, Gregory was a Financial Advisor for Raymond James Financial Services. Gregory was born in Dayton, Ohio, and graduated from Miami University of Ohio. After college, he moved to San Francisco where he worked for two regional Investment Banks; Volpe Brown & Whelan and Chase H&Q. He finished his career in San Francisco with New England Financial before moving back to Ohio. After 8 successful years with Raymond James, he and his wife, Tara, moved to Kansas City.